Regulation and compliance

Compliance and regulatory risk is a constant concern for internal audit leaders and their organisations. But with so many impending rule changes and regulatory unknowns on the horizon, there is even more pressure to ensure that these risks are managed effectively.

Here, you can find out how to assess whether your organisation is on top of the latest regulations and what steps and precautions you can take to ensure that you are compliant.

Gender pay reporting
An overview of internal audits’ role in complying with the reporting requirements.

GDPR - here and now!
The immediate imperatives for internal audit to prepare for GDPR.

Modern Slavery and the role of internal audit
A snapshot of regulatory requirements for internal audit.

Operational Continuity
This short briefing is relevant to audit leaders in the financial services sector and those wishing to broaden their knowledge of the sector. 

Personal accountability: the Senior Managers and Certification Regime
Key questions internal audit needs to ask itself ahead of SM&CR implementation.

Regulatory complexity and uncertainty
Navigating your internal audit function through uncertain times.

Turning open banking into an advantage 
Issues that internal audit should consider when thinking about PSD2.

UN human rights reporting
This practical guidance paper examines the UN Guiding Principles on Business and Human Rights (UNGPs), how organisations are required to be accountable and transparent about their commitment to them and the reporting framework that enables this.